Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Significant management (15 Apr 2025 to 31 Dec 2025)
- [FCA CF] Manager of certification employee (15 Apr 2025 to 31 Dec 2025)
- [FCA CF] Client dealing (25 Mar 2021 to 31 Dec 2025)
- SMF27 Partner (9 Dec 2019 to 1 Sep 2025)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2025)
- CF4 Partner (AR) (11 Oct 2012 to 20 Dec 2019)
- CF4 Partner (27 Jun 2012 to 8 Dec 2019)
- CF30 Customer (27 Jun 2012 to 20 Dec 2019)
-
- CF1 Director (23 Dec 2004 to 25 Feb 2005)
-
- CF1 Director (23 Dec 2004 to 25 Feb 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.