Dale Jordan Ainsley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Perennial Wealth Ltd

    FRN 955422

    • (1)Employed By (since 12 Sep 2024)
    • (1)Employed By (4 Oct 2021 to 9 Aug 2024)
  • Best Practice IFA Group Limited

    FRN 223112

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • [FCA CF] Client dealing (since 9 Aug 2024)
    • Appointed representative dealing with clients for which they require qualification (since 9 Aug 2024)
    • CF1 Director (AR) (since 16 Jul 2024)
    • CF30 Customer (since 16 Jul 2024)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • Appointed representative dealing with clients for which they require qualification (14 Oct 2021 to 9 Aug 2024)
    • CF1 Director (AR) (4 Oct 2021 to 12 Aug 2024)
    • CF30 Customer (4 Oct 2021 to 12 Aug 2024)
    • [FCA CF] Client dealing (8 Jul 2021 to 14 Oct 2021)
    • [FCA CF] Functions requiring qualifications (8 Jul 2021 to 14 Oct 2021)
  • Attivo Financial Services Limited (no longer approved here)

    FRN 462105

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Mar 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Mar 2021)
    • CF30 Customer (19 Oct 2018 to 11 Mar 2021)
  • Attivo Financial Planning Limited (no longer approved here)

    FRN 451967

    • Employed By (19 Oct 2018 to 11 Mar 2021)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (7 Nov 2017 to 31 Oct 2018)
  • Lansdown Place Wealth Management Ltd (no longer approved here)

    FRN 434251

    • Employed By (7 Nov 2017 to 20 Mar 2019)

Recent activity

Updates to this individual's record on the FCA register.

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