Dale Christopher Smith

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Connect IFA Ltd
FRN 441505
- CF1 Director (AR) (since 24 Apr 2024)
PORTWAY FINANCIAL LIMITED
FRN 1011427
- (1)Employed By (since 24 Apr 2024)
The Right Mortgage Limited (no longer approved here)
FRN 649443
- CF1 Director (AR) (9 May 2016 to 7 Feb 2020)
HL Partnership Limited (no longer approved here)
FRN 303397
- CF1 Director (AR) (29 Jul 2013 to 10 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.