Dale Bowler

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hampshire Hill Group Limited

    FRN 425911

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (16 Jun 2014 to 8 Dec 2019)
  • Face to Face Financial Solutions Limited (no longer approved here)

    FRN 225181

    • (2)Employed By (1 Mar 2007 to 30 May 2014)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (20 Mar 2003 to 23 Mar 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

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