Dale Beaghan

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Openwork Limited

    FRN 408285

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 17 Apr 2015)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • Alexander House Associates Limited

    FRN 223549

    • (3)Employed By (since 10 Apr 2015)
  • Royal London Unit Trust Managers Limited (no longer approved here)

    FRN 144037

    • CF21 Investment Adviser (11 Nov 2002 to 10 Mar 2003)
  • Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

    FRN 117672

    • CF21 Investment Adviser (1 Dec 2001 to 10 Mar 2003)
  • Royal London Savings Limited (no longer approved here)

    FRN 191237

    • CF21 Investment Adviser (1 Dec 2001 to 10 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Alexander House Associates Limited

  2. controlled function added: (3)Employed By at Alexander House Associates Limited