Dale Albert Murten

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (19 Jan 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (31 Jul 2003 to 19 Jan 2004)
  • Dale Murten Wealth Management

    FRN 416636

    • Employed By (since 8 Dec 2004)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (29 Aug 2002 to 14 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.