Dak Lun Peter Lam

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Bright Star Financial Limited
FRN 712700
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
Thomas Oliver UK LLP (no longer approved here)
FRN 501748
- (12)Employed By (20 Apr 2010 to 3 Apr 2013)
Kings Group Limited Liability Partnership (no longer approved here)
FRN 162695
- (12)Employed By (1 May 2009 to 19 Apr 2010)
Openwork Limited (no longer approved here)
FRN 408285
- CF30 Customer (1 May 2009 to 3 Apr 2013)

Updates to this individual's record on the FCA register.

23 hours ago
controlled function added: (12)Employed By at Kings Group Limited Liability Partnership

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.