Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mizuho International plc (no longer approved here)

    FRN 119256

    • [FCA CF] Client dealing (8 May 2018 to 16 Apr 2021)
    • [FCA CF] Manager of certification employee (8 May 2018 to 16 Apr 2021)
    • [FCA CF] Material risk taker (8 May 2018 to 16 Apr 2021)
    • CF30 Customer (1 Nov 2007 to 11 Feb 2011)
    • CF21 Investment Adviser (18 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Apr 2007 to 18 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

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