Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 10 Apr 2024)
    • [FCA CF] Manager of certification employee (since 10 Apr 2024)
    • [FCA CF] Manager of certification employee (3 Sep 2018 to 31 Aug 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 31 Aug 2020)
    • [FCA CF] Material risk taker (7 Mar 2016 to 18 Feb 2019)
    • CF30 Customer (4 Mar 2015 to 6 Mar 2016)
  • Daiwa Capital Markets Europe Limited (no longer approved here)

    FRN 124490

    • CF30 Customer (13 Dec 2010 to 23 Jan 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.