Daire Francis O'Sullivan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Schroder Investment Management Limited
FRN 119348
- [FCA CF] Client dealing (since 1 Oct 2020)
Schroder Investment Management North America Limited
FRN 144543
- [FCA CF] Client dealing (since 1 Oct 2020)
Aviva Investors Global Services Limited (no longer approved here)
FRN 119178
- CF30 Customer (19 Apr 2010 to 20 Sep 2019)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF30 Customer (1 Nov 2007 to 14 Oct 2008)
- CF21 Investment Adviser (15 Jul 2005 to 31 Oct 2007)
Citibank, N.A. (no longer approved here)
FRN 124704
- CF21 Investment Adviser (3 Dec 2004 to 16 Mar 2005)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF21 Investment Adviser (1 Dec 2001 to 16 Mar 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.