Dain Alexander Sherborne

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank

    FRN 114276

    • [FCA CF] Material risk taker (since 21 Feb 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 21 Feb 2023)
    • [FCA CF] Manager of certification employee (since 21 Feb 2023)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • [FCA CF] Client dealing (5 Oct 2017 to 14 Apr 2020)
    • [FCA CF] Manager of certification employee (5 Oct 2017 to 14 Apr 2020)
    • [FCA CF] Material risk taker (1 Nov 2016 to 14 Apr 2020)
    • CF30 Customer (27 Jul 2011 to 6 Mar 2016)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2010 to 21 Jun 2011)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Nov 2010 to 21 Jun 2011)

Recent activity

Updates to this individual's record on the FCA register.

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