Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Significant management (1 Sep 2022 to 3 Apr 2023)
    • [PRA CF] Managing a material risk taker (17 Jan 2022 to 18 Apr 2023)
    • [FCA CF] Manager of certification employee (18 May 2021 to 8 Jun 2021)
    • [PRA CF] Significant risk taker or Material risk taker (7 Apr 2021 to 3 Apr 2023)
    • [FCA CF] Client dealing (7 Apr 2021 to 3 Apr 2023)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Significant management (1 Sep 2022 to 3 Apr 2023)
    • [PRA CF] Managing a material risk taker (13 Jul 2021 to 13 Aug 2021)
    • [PRA CF] Significant risk taker or Material risk taker (7 Apr 2021 to 3 Apr 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.