Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Neill, Clerk and Plant Hill Friendly Society
FRN 205532
- SMF16 Compliance Oversight (since 10 Dec 2018)
- SMF25 Small Insurer Senior Management Function (since 10 Dec 2018)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Dec 2018)
- SIMF25 Small Insurer Senior Manager (7 Mar 2016 to 9 Dec 2018)
- CF10 Compliance Oversight (1 Dec 2001 to 9 Dec 2018)
- CF8 Apportionment and Oversight (1 Dec 2001 to 9 Dec 2018)
- CF3 Chief Executive (1 Dec 2001 to 6 Mar 2016)
- CF11 Money Laundering Reporting (1 Dec 2001 to 9 Dec 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.