Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Morgan Stanley & Co. International Plc
FRN 165935
- [FCA CF] Manager of certification employee (since 13 Jun 2023)
- [FCA CF] Client dealing (since 13 Jun 2023)
- [FCA CF] Material risk taker (19 Jul 2024 to 6 Mar 2026)
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Morgan Stanley Bank International Limited
FRN 195430
- [FCA CF] Manager of certification employee (since 13 Jun 2023)
- [FCA CF] Client dealing (since 13 Jun 2023)
- [FCA CF] Material risk taker (19 Jul 2024 to 6 Mar 2026)
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- [PRA CF] Significant risk taker or Material risk taker (21 Jan 2019 to 9 Sep 2021)
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- [FCA CF] Manager of certification employee (12 Oct 2016 to 7 Aug 2020)
- [FCA CF] Client dealing (12 Oct 2016 to 20 Mar 2023)
- [PRA CF] Significant risk taker or Material risk taker (22 Aug 2016 to 9 Sep 2021)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (13 Dec 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.