Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 13 Jun 2023)
    • [FCA CF] Client dealing (since 13 Jun 2023)
    • [FCA CF] Material risk taker (19 Jul 2024 to 6 Mar 2026)
    • [FCA CF] Manager of certification employee (since 13 Jun 2023)
    • [FCA CF] Client dealing (since 13 Jun 2023)
    • [FCA CF] Material risk taker (19 Jul 2024 to 6 Mar 2026)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (21 Jan 2019 to 9 Sep 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (12 Oct 2016 to 7 Aug 2020)
    • [FCA CF] Client dealing (12 Oct 2016 to 20 Mar 2023)
    • [PRA CF] Significant risk taker or Material risk taker (22 Aug 2016 to 9 Sep 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (13 Dec 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.