Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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DRAKE MORTGAGES LIMITED
FRN 207532
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- Responsible for Insurance Mediation (29 Apr 2010 to 30 Sep 2018)
- CF1 Director (AR) (31 Oct 2004 to 16 Jan 2009)
- CF21 Investment Adviser (9 Aug 2002 to 5 Dec 2006)
- CF1 Director (9 Aug 2002 to 8 Dec 2019)
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- (2)Employed By (31 Oct 2004 to 16 Jan 2009)
Recent activity
Updates to this individual's record on the FCA register.
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