Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (24 Sep 2019 to 8 Dec 2019)
  • Sanlam Investments UK Limited (no longer approved here)

    FRN 459237

    • CF30 Customer (22 Nov 2018 to 8 Aug 2019)
  • Atomos Investments Limited (no longer approved here)

    FRN 122588

    • CF30 Customer (7 Jan 2015 to 8 Aug 2019)

Recent activity

Updates to this individual's record on the FCA register.

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