Cynthia Jones Poole

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • SMF18 Other Overall Responsibility (9 May 2024 to 19 Dec 2025)
    • SMF3 Executive Director (28 Apr 2023 to 9 May 2024)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF17 Significant Mgt (Other Business Operations) (14 Apr 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (7 Apr 2003 to 14 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.