Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (24 Feb 2020 to 14 Jul 2021)
- SMF3 Executive Director (9 Dec 2019 to 14 Jul 2021)
- CF16 Significant Mgt (Desgntd Investment Business) (26 Mar 2004 to 31 Mar 2006)
- CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2006)
- CF27 Investment Management (1 Dec 2001 to 31 Mar 2006)
- CF1 Director (1 Dec 2001 to 18 Mar 2004)
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- CF30 Customer (1 Nov 2007 to 22 Feb 2011)
- CF29 Significant management (1 Nov 2007 to 22 Feb 2011)
- CF1 Director (25 May 2006 to 22 Feb 2011)
- CF16 Significant Mgt (Desgntd Investment Business) (25 May 2006 to 31 Oct 2007)
- CF21 Investment Adviser (25 May 2006 to 31 Oct 2007)
- CF27 Investment Management (25 May 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.