Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SPF Private Clients Limited
FRN 189213
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 6 Jan 2021)
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- [PRA CF] Significant risk taker or Material risk taker (10 Oct 2016 to 16 Oct 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.