Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 14 May 2024)
    • CF1 Director (AR) (since 14 Dec 2023)
    • SMF3 Executive Director (since 26 Apr 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Aug 2025)
    • CF11 Money Laundering Reporting (14 Sep 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (14 Sep 2012 to 8 Dec 2019)
    • CF28 Systems and controls (14 Sep 2012 to 8 Dec 2019)
    • CF30 Customer (15 Aug 2011 to 8 Dec 2019)
    • (3)Employed By (since 14 Dec 2023)

Recent activity

Updates to this individual's record on the FCA register.

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