Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 22 Jul 2024)
    • SMF1 Chief Executive (since 15 Jul 2024)
    • SMF3 Executive Director (since 15 Jul 2024)
  • CAPRICORN FUND MANAGERS LIMITED (no longer approved here)

    FRN 505252

    • [FCA CF] Significant management (29 Jan 2024 to 16 Oct 2024)
    • [FCA CF] Client dealing (29 Jan 2024 to 16 Oct 2024)
  • GLG Partners LP (no longer approved here)

    FRN 186093

    • [FCA CF] Manager of certification employee (27 Mar 2023 to 20 Sep 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Nov 2023)
    • CF30 Customer (9 Sep 2013 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.