Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2025)
    • [FCA CF] Client dealing (since 1 Sep 2025)
  • Vision Independent Financial Planning Ltd (no longer approved here)

    FRN 487395

    • Appointed representative dealing with clients for which they require qualification (29 Jul 2022 to 31 Aug 2025)
    • CF30 Customer (27 Jul 2022 to 31 Aug 2025)
  • Castle Wealth Ltd (no longer approved here)

    FRN 588656

    • Employed By (27 Jul 2022 to 31 Aug 2025)

Recent activity

Updates to this individual's record on the FCA register.

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