Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Walker Crips Investment Management Limited
FRN 226344
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (4 Apr 2017 to 8 Dec 2019)
-
- CF27 Investment Management (8 Feb 2005 to 16 Nov 2006)
-
- CF27 Investment Management (8 Feb 2005 to 16 Nov 2006)
-
- CF27 Investment Management (1 Dec 2001 to 1 Jun 2004)
- CF1 Director (1 Dec 2001 to 31 Jan 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.