Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (4 Apr 2017 to 8 Dec 2019)
  • Baring International Investment Limited (no longer approved here)

    FRN 122628

    • CF27 Investment Management (8 Feb 2005 to 16 Nov 2006)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • CF27 Investment Management (8 Feb 2005 to 16 Nov 2006)
  • Insight Investment Management (Global) Limited (no longer approved here)

    FRN 119308

    • CF27 Investment Management (1 Dec 2001 to 1 Jun 2004)
    • CF1 Director (1 Dec 2001 to 31 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.