Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Close Brothers Limited
FRN 124750
- [FCA CF] Material risk taker (since 29 Nov 2023)
- [FCA CF] Significant management (since 29 Nov 2023)
-
NOVITAS LOANS LIMITED
FRN 716962
- (14)SMF9 Chair of the Governing Body (since 1 Aug 2023)
- (26)SMF3 Executive Director (21 Jul 2021 to 31 Jul 2023)
- (27)SMF1 Chief Executive (21 Jul 2021 to 31 Jul 2023)
- (28)[FCA CF] Significant management (18 Mar 2021 to 21 Jul 2021)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function removed: SMF9 Chair of the Governing Body at NOVITAS LOANS LIMITED
-
controlled function added: (26)SMF3 Executive Director at NOVITAS LOANS LIMITED
-
controlled function added: (27)SMF1 Chief Executive at NOVITAS LOANS LIMITED
-
controlled function added: (28)[FCA CF] Significant management at NOVITAS LOANS LIMITED
-
controlled function added: (14)SMF9 Chair of the Governing Body at NOVITAS LOANS LIMITED