Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • SMF3 Executive Director (10 Dec 2018 to 1 Aug 2019)
    • SMF1 Chief Executive (10 Dec 2018 to 1 Aug 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Aug 2019)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
    • Responsible for Insurance Mediation (9 May 2005 to 30 Sep 2018)
    • CF3 Chief Executive (9 May 2005 to 6 Mar 2016)
    • CF8 Apportionment and Oversight (15 Apr 2003 to 6 Mar 2016)
    • CF1 Director (24 Dec 2002 to 9 Dec 2018)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 24 Dec 2002)
    • CF1 Director (AR) (1 Dec 2001 to 9 Feb 2005)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Aug 2019)
    • Responsible for Insurance Mediation (19 Nov 2012 to 30 Sep 2018)
    • CF2 Non Executive Director (18 Aug 2011 to 18 Nov 2012)
    • CF3 Chief Executive (9 May 2005 to 18 Aug 2011)
    • CF8 Apportionment and Oversight (15 Apr 2003 to 31 Mar 2009)
    • CF1 Director (15 Apr 2003 to 18 Aug 2011)
    • CF2 Non Executive Director (2 Aug 2016 to 1 Sep 2017)
  • HTB LEASING & FINANCE LTD (no longer approved here)

    FRN 165116

    • SMF7 Group Entity Senior Manager (20 Jul 2016 to 1 Aug 2019)
    • CF2 Non Executive Director (23 Aug 2011 to 31 Dec 2012)
    • Responsible for Insurance Mediation (9 May 2005 to 8 Aug 2011)
    • CF1 Director (9 Feb 2005 to 8 Aug 2011)
  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • CF2 Non Executive Director (24 Aug 2011 to 5 Dec 2013)
    • CF1 Director (9 Feb 2005 to 8 Aug 2011)
    • CF1 Director (AR) (15 Apr 2003 to 9 Feb 2005)
    • CF8 Apportionment and Oversight (15 Apr 2003 to 31 Mar 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 9 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.