Craig William Dougan

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rutland Independent Wealth Management LLP

    FRN 671726

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • CF30 Customer (20 Jul 2015 to 8 Dec 2019)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (6 May 2014 to 25 Sep 2015)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (8 Jul 2011 to 1 Apr 2014)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (30 Jan 2008 to 25 Jun 2011)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 4 Jan 2008)
    • CF22 Investment Adviser (Trainee) (9 Jun 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.