Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Foundation Investment Management Limited (no longer approved here)

    FRN 612117

    • CF30 Customer (27 Jan 2021 to 2 Oct 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 22 Sep 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Sep 2023)
  • Connectus Wealth Management Limited (no longer approved here)

    FRN 940624

    • Employed By (27 Jan 2021 to 2 Oct 2023)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Feb 2021)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Feb 2021)
    • CF1 Director (AR) (15 Jul 2016 to 1 Feb 2021)
    • CF30 Customer (18 Dec 2014 to 1 Feb 2021)
  • Tatton Financial Planning Ltd (no longer approved here)

    FRN 581238

    • Employed By (10 Dec 2014 to 1 Aug 2016)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (20 Jun 2014 to 14 Nov 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.