Craig Watson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SIMPSON KELLY ASSOCIATES LTD.

    FRN 599404

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 2 Dec 2020)
    • [FCA CF] Client dealing (since 2 Dec 2020)
    • SMF3 Executive Director (9 Dec 2019 to 14 Mar 2024)
    • CF1 Director (18 Apr 2017 to 8 Dec 2019)
    • CF30 Customer (30 Oct 2015 to 8 Dec 2019)
  • MOSAAC LIMITED (no longer approved here)

    FRN 581080

    • CF30 Customer (25 Nov 2013 to 28 Oct 2015)
  • NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE) (no longer approved here)

    FRN 117664

    • CF30 Customer (31 Oct 2011 to 1 Nov 2013)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 29 Oct 2011)
    • CF21 Investment Adviser (20 Jan 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Jun 2002 to 1 Jul 2002)
  • Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

    FRN 117672

    • CF21 Investment Adviser (1 Dec 2001 to 15 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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