Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (1 Jul 2020 to 30 Jun 2024)
- [FCA CF] Manager of certification employee (1 Jul 2020 to 30 Jun 2024)
- [FCA CF] Material risk taker (1 Jul 2020 to 30 Jun 2024)
- CF30 Customer (2 Jan 2018 to 8 Dec 2019)
-
- CF30 Customer (18 Mar 2010 to 4 Dec 2013)
- CF21 Investment Adviser (30 Jul 2005 to 27 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.