Craig Tres Chavez

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Capital Finance Brokers Limited
FRN 943805
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 19 Aug 2025)
PIVOTAL FINANCIAL LIMITED (no longer approved here)
FRN 665649
- [FCA CF] Functions requiring qualifications (1 Nov 2023 to 26 Sep 2025)
- Appointed representative dealing with clients for which they require qualification (9 Nov 2020 to 1 Nov 2023)
JULIAN HARRIS ADVISER NETWORK LIMITED (no longer approved here)
FRN 304155
- CF1 Director (AR) (15 May 2019 to 25 Jan 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.