Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 9 Apr 2013)
    • CF4 Partner (AR) (19 Feb 2018 to 19 Dec 2020)
    • (16)Employed By (since 9 Apr 2013)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (24 Oct 2011 to 15 Mar 2013)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (23 Jan 2008 to 16 Oct 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.