Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 9 Apr 2013)
- CF4 Partner (AR) (19 Feb 2018 to 19 Dec 2020)
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Sovereign Wealth Limited
FRN 471459
- (16)Employed By (since 9 Apr 2013)
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- CF30 Customer (24 Oct 2011 to 15 Mar 2013)
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- CF30 Customer (23 Jan 2008 to 16 Oct 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.