Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- CF4 Partner (AR) (since 2 Jun 2021)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 26 Jan 2009)
- CF1 Director (AR) (14 Oct 2015 to 24 Feb 2016)
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Dean Financial Solutions
FRN 495042
- (2)Employed By (since 14 Oct 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.