Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ONE STOP 4 EQUITY RELEASE LIMITED
FRN 952887
- 21. Advising or arranging (bringing about) equity release transactions
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Responsible for Insurance Distribution (since 13 Apr 2023)
- [FCA CF] Functions requiring qualifications (since 22 Mar 2022)
- Responsibility for MCD Intermediation (since 18 Mar 2022)
- SMF16 Compliance Oversight (since 18 Mar 2022)
- SMF3 Executive Director (since 18 Mar 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (18 Mar 2022 to 7 Mar 2022)
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- CF1 Director (AR) (8 Sep 2020 to 18 Apr 2022)
- Appointed representative dealing with clients for which they require qualification (31 Jul 2020 to 19 Apr 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.