Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WILLU Invest Limited
FRN 757816
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Manager of certification employee (since 10 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 10 Dec 2019)
- [FCA CF] Client dealing (since 10 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 11 Apr 2019)
- CF1 Director (AR) (28 Jan 2019 to 15 Jul 2025)
- CF3 Chief Executive (AR) (28 Jan 2019 to 15 Jul 2025)
- CF1 Director (11 Apr 2017 to 8 Dec 2019)
- CF3 Chief Executive (11 Apr 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (11 Apr 2017 to 8 Dec 2019)
- CF30 Customer (11 Apr 2017 to 16 Jul 2025)
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- Employed By (16 Jul 2021 to 16 Jul 2025)
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- Employed By (1 Mar 2019 to 16 Jul 2025)
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- Employed By (28 Jan 2019 to 16 Jul 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.