Craig Richard Atkins

• C A Financial Services Ltd

  FRN 964558

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Functions requiring qualifications (since 5 May 2022)
  • Responsibility for MCD Intermediation (since 5 May 2022)
  • Responsible for Insurance Distribution (since 5 May 2022)
  • SMF16 Compliance Oversight (since 5 May 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 May 2022)
  • SMF3 Executive Director (since 5 May 2022)
  • [FCA CF] Client dealing (since 5 May 2022)
• QUILTER WEALTH LIMITED (no longer approved here)

  FRN 217742

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 May 2022)
  • CF1 Director (AR) (26 Mar 2018 to 5 May 2022)
  • CF30 Customer (26 Oct 2010 to 5 May 2022)
• Quilter Mortgage Planning Limited (no longer approved here)

  FRN 440718

  • CF1 Director (AR) (5 Jul 2018 to 5 May 2022)
• Personal Touch Financial Services Limited (no longer approved here)

  FRN 187834

  • CF30 Customer (5 Jul 2010 to 8 Sep 2011)
• TMT Financial Services Wealth Management Ltd (no longer approved here)

  FRN 432801

  • (3)Employed By (5 Jul 2010 to 8 Sep 2011)
• C A Financial Services Ltd (no longer approved here)

  FRN 469361

  • Employed By (19 Feb 2010 to 21 Jun 2010)
• QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 440703

  • CF30 Customer (16 Dec 2008 to 21 Jun 2010)

No changes recorded yet.