Craig R Coxall

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Material risk taker (10 Aug 2021 to 31 Aug 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (8 Aug 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Jun 2002 to 7 Aug 2002)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Material risk taker (10 Aug 2021 to 31 Aug 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (7 Aug 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Jun 2002 to 7 Aug 2002)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (2 Jun 2008 to 30 Dec 2009)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (7 Aug 2002 to 7 Aug 2002)
    • CF22 Investment Adviser (Trainee) (14 Jun 2002 to 7 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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