Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Nov 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (28 Sep 2004 to 31 Oct 2007)
    • CF27 Investment Management (3 Feb 2004 to 31 Oct 2007)
  • Peregrine & Black Investment Management Limited (no longer approved here)

    FRN 757727

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jan 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jan 2021)
    • CF30 Customer (16 Dec 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.