Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Thesis Asset Management Limited (no longer approved here)

    FRN 114354

    • CF3 Chief Executive (29 Mar 2005 to 1 Nov 2007)
    • CF8 Apportionment and Oversight (29 Mar 2005 to 31 Oct 2007)
    • CF1 Director (23 Dec 2004 to 1 Nov 2007)
  • THESIS Unit Trust Management Limited (no longer approved here)

    FRN 186882

    • CF3 Chief Executive (29 Mar 2005 to 1 Nov 2007)
    • CF8 Apportionment and Oversight (29 Mar 2005 to 31 Oct 2007)
    • CF1 Director (23 Dec 2004 to 1 Nov 2007)

Recent activity

Updates to this individual's record on the FCA register.

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