Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 1 Dec 2018)
- CF30 Customer (since 29 Jan 2016)
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- (2)Employed By (1 Dec 2018 to 27 Apr 2026)
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- CF30 Customer (17 Jan 2014 to 29 Dec 2015)
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- CF30 Customer (31 Mar 2008 to 28 Oct 2013)
Recent activity
Updates to this individual's record on the FCA register.
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