Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 19 Mar 2026)
    • CF30 Customer (since 19 Mar 2026)
    • Appointed representative dealing with clients for which they require qualification (since 19 Mar 2026)
    • Employed By (since 19 Mar 2026)
  • Talon Associates Limited (no longer approved here)

    FRN 218265

    • [FCA CF] Functions requiring qualifications (22 Jul 2025 to 13 Feb 2026)
    • [FCA CF] Client dealing (22 Jul 2025 to 13 Feb 2026)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • [FCA CF] Client dealing (30 Oct 2024 to 18 Jul 2025)
    • [FCA CF] Functions requiring qualifications (30 Oct 2024 to 18 Jul 2025)

Recent activity

Updates to this individual's record on the FCA register.

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