Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Societe Generale (no longer approved here)

    FRN 124866

    • [FCA CF] Client dealing (7 Mar 2016 to 30 Nov 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 30 Nov 2020)
    • CF30 Customer (8 Sep 2015 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (15 Feb 2012 to 18 Dec 2012)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 3 Jun 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.