Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 29 Mar 2018)
    • Responsible for Insurance Mediation (29 Mar 2018 to 30 Sep 2018)
    • CF10 Compliance Oversight (29 Mar 2018 to 8 Dec 2019)
    • CF1 Director (29 Mar 2018 to 8 Dec 2019)
  • Brian Mellon Financial Services (U431) (no longer approved here)

    FRN 182250

    • Employed By (21 Oct 1999 to 15 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

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