Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GLG Partners LP (no longer approved here)

    FRN 186093

    • [FCA CF] Material risk taker (9 Dec 2019 to 5 Jun 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Jun 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 5 Jun 2024)
    • CF30 Customer (16 Oct 2018 to 8 Dec 2019)
  • Sanlam Investments UK Limited (no longer approved here)

    FRN 459237

    • CF30 Customer (23 Jun 2017 to 15 Oct 2018)
  • Atomos Investments Limited (no longer approved here)

    FRN 122588

    • CF30 Customer (23 Mar 2009 to 15 Oct 2018)
  • Blackfriars Asset Management Limited (no longer approved here)

    FRN 180892

    • CF27 Investment Management (8 Jun 2004 to 7 Jan 2007)
    • CF21 Investment Adviser (8 Jun 2004 to 7 Jan 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF26 Customer Trading (9 Dec 2002 to 10 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.