Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (9 Dec 2019 to 5 Jun 2024)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Jun 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 5 Jun 2024)
- CF30 Customer (16 Oct 2018 to 8 Dec 2019)
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- CF30 Customer (23 Jun 2017 to 15 Oct 2018)
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- CF30 Customer (23 Mar 2009 to 15 Oct 2018)
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- CF27 Investment Management (8 Jun 2004 to 7 Jan 2007)
- CF21 Investment Adviser (8 Jun 2004 to 7 Jan 2007)
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- CF26 Customer Trading (9 Dec 2002 to 10 Feb 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.