Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Aug 2020)
    • CF1 Director (AR) (since 29 Jun 2020)
    • CF30 Customer (since 29 Jun 2020)
    • [FCA CF] Functions requiring qualifications (7 Aug 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (7 Aug 2020 to 14 Feb 2021)
    • CF30 Customer (11 Nov 2014 to 8 Dec 2019)
    • Employed By (since 29 Jun 2020)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (3 Oct 2013 to 7 Nov 2014)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 23 Sep 2013)
    • CF22 Investment Adviser (Trainee) (14 Feb 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.