Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 13 Mar 2026)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 29 Oct 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Oct 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (6 Aug 2018 to 8 Dec 2019)
  • Lifetime Wealth Management Limited (no longer approved here)

    FRN 400358

    • (62)Employed By (22 Nov 2017 to 27 Jul 2018)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (22 Nov 2017 to 27 Jul 2018)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (18 Sep 2017 to 22 Sep 2017)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Mar 2010 to 1 Jul 2013)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (13 Sep 2002 to 18 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.