Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Investment Management Inc (no longer approved here)

    FRN 119267

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 16 Nov 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 16 Nov 2023)
    • CF30 Customer (9 Apr 2010 to 8 Dec 2019)
  • JPMorgan Asset Management (UK) Limited (no longer approved here)

    FRN 119337

    • [FCA CF] Client dealing (9 Dec 2019 to 16 Nov 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 16 Nov 2023)
    • CF30 Customer (9 Apr 2010 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 16 Nov 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 16 Nov 2023)
    • CF30 Customer (7 May 2008 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (7 May 2008 to 8 Apr 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.