Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HANBURY WEALTH MANAGEMENT LIMITED
FRN 757991
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 5 Jan 2026)
- CF30 Customer (since 29 Dec 2025)
- CF1 Director (AR) (since 15 Oct 2025)
- SMF3 Executive Director (since 2 Jan 2024)
- [FCA CF] Functions requiring qualifications (since 1 Nov 2021)
- [FCA CF] Client dealing (since 1 Nov 2021)
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Nockolds Wealth Ltd
FRN 669520
- (5)Employed By (since 15 Oct 2025)
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- [FCA CF] Functions requiring qualifications (1 Mar 2021 to 29 Oct 2021)
Recent activity
Updates to this individual's record on the FCA register.
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