Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RBC Europe Limited
FRN 124543
- [FCA CF] Material risk taker (since 12 Sep 2023)
- [FCA CF] Client dealing (since 12 Sep 2023)
- [FCA CF] Manager of certification employee (since 12 Sep 2023)
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Royal Bank of Canada
FRN 124783
- [FCA CF] Manager of certification employee (since 12 Sep 2023)
- [FCA CF] Client dealing (since 26 Feb 2020)
- [FCA CF] Material risk taker (since 26 Feb 2020)
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- [FCA CF] Material risk taker (18 Aug 2019 to 21 Feb 2020)
- [FCA CF] Client dealing (27 Oct 2016 to 21 Feb 2020)
- [FCA CF] Manager of certification employee (27 Oct 2016 to 21 Feb 2020)
- CF30 Customer (26 Sep 2011 to 6 Mar 2016)
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- [PRA CF] Significant risk taker or Material risk taker (18 Aug 2019 to 21 Feb 2020)
- [FCA CF] Material risk taker (18 Aug 2019 to 21 Feb 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.