Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 12 Sep 2023)
    • [FCA CF] Client dealing (since 12 Sep 2023)
    • [FCA CF] Manager of certification employee (since 12 Sep 2023)
    • [FCA CF] Manager of certification employee (since 12 Sep 2023)
    • [FCA CF] Client dealing (since 26 Feb 2020)
    • [FCA CF] Material risk taker (since 26 Feb 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Material risk taker (18 Aug 2019 to 21 Feb 2020)
    • [FCA CF] Client dealing (27 Oct 2016 to 21 Feb 2020)
    • [FCA CF] Manager of certification employee (27 Oct 2016 to 21 Feb 2020)
    • CF30 Customer (26 Sep 2011 to 6 Mar 2016)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (18 Aug 2019 to 21 Feb 2020)
    • [FCA CF] Material risk taker (18 Aug 2019 to 21 Feb 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.