Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WESLEYAN FINANCIAL SERVICES LIMITED
FRN 134753
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 24 Jul 2023)
- [FCA CF] Client dealing (since 24 Jul 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 May 2023)
- CF30 Customer (25 Apr 2018 to 31 May 2023)
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- (1)Employed By (29 Dec 2018 to 31 May 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.