Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 24 Jul 2023)
    • [FCA CF] Client dealing (since 24 Jul 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 May 2023)
    • CF30 Customer (25 Apr 2018 to 31 May 2023)
  • Strategic Wealth Solutions Limited (no longer approved here)

    FRN 828584

    • (1)Employed By (29 Dec 2018 to 31 May 2023)

Recent activity

Updates to this individual's record on the FCA register.

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