Craig James David Morgan

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Algorithmic trading (25 Apr 2019 to 31 Jan 2020)
    • [FCA CF] Material risk taker (1 Apr 2019 to 2 Feb 2020)
    • [FCA CF] Manager of certification employee (5 Feb 2019 to 31 Jan 2020)
    • [FCA CF] Client dealing (11 Jan 2017 to 31 Jan 2020)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF30 Customer (25 Sep 2014 to 16 Jan 2015)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 10 Apr 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • CF30 Customer (1 Nov 2007 to 25 Aug 2011)
    • CF21 Investment Adviser (17 Feb 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.